SFC Licences of HASAN Haroon
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Finance KAB Limited 中金三甲證券有限公司 | RE | 2 | 28 July 2015 | 23 July 2021 |
| China Finance KAB Limited 中金三甲證券有限公司 | RE | 1 | 28 July 2015 | 23 July 2021 |
| Sinofortune Securities Limited 華億證券有限公司 | RE | 2 | 24 July 2014 | 04 February 2015 |
| Sinofortune Securities Limited 華億證券有限公司 | RE | 1 | 24 July 2014 | 04 February 2015 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 29 November 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 22 July 2008 | 29 November 2011 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 22 July 2008 | 06 December 2010 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 29 January 2004 | 05 September 2006 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 09 July 2003 | 05 September 2006 |
| Jefferies Bache (Hong Kong) Limited | RE | 5 | 01 April 2003 | 28 June 2003 |
| Jefferies Bache (Hong Kong) Limited | RE | 9 | 01 April 2003 | 28 June 2003 |
| FT Securities Limited 富通證券有限公司 | RE | 1 | 01 April 2003 | 28 June 2003 |
| FT Securities Limited 富通證券有限公司 | RE | 4 | 01 April 2003 | 28 June 2003 |
| FT Securities Limited 富通證券有限公司 | RE | 6 | 01 April 2003 | 28 June 2003 |
| Jefferies Bache (Hong Kong) Limited | RE | 2 | 01 April 2003 | 28 June 2003 |
| FT Securities Limited 富通證券有限公司 | RE | 9 | 01 April 2003 | 28 June 2003 |