SFC Licences of CHENG Kwok Wai 鄭國偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Omnix Capital Limited | RO | 9 | 19 March 2009 | |
Nomura Securities (Hong Kong) Limited | RE | 1 | 10 December 2008 | 10 December 2008 |
Nomura Futures (Hong Kong) Limited | RE | 2 | 10 December 2008 | 10 December 2008 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 10 October 2008 | 10 December 2008 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 10 October 2008 | 10 December 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 2 | 30 April 2008 | 29 September 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 30 April 2008 | 29 September 2008 |
UBS Securities Asia Limited | RO | 4 | 27 April 2005 | 01 January 2007 |
UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 27 April 2005 |
UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 01 March 2005 |
UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 01 March 2005 |