SFC Licences of TUNG Hong, Erik 童慷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 6 06 May 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 4 06 May 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 1 06 May 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 10 October 2008 06 May 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 10 October 2008 06 May 2009
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RO 6 19 April 2006 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 4 14 October 2005 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 6 14 October 2005 19 April 2006
Merrill Lynch Far East Limited RE 6 17 August 2004 30 August 2005
Merrill Lynch Far East Limited RE 4 17 August 2004 30 August 2005
Merrill Lynch Far East Limited RE 1 17 August 2004 30 August 2005
Merrill Lynch (Asia Pacific) Limited RE 6 01 April 2003 30 August 2005
Merrill Lynch (Asia Pacific) Limited RE 4 01 April 2003 30 August 2005
Merrill Lynch (Asia Pacific) Limited RE 1 01 April 2003 30 August 2005
Merrill Lynch (Asia Pacific) Limited RE 9 01 April 2003 16 August 2004
Merrill Lynch (Asia Pacific) Limited RE 7 01 April 2003 16 August 2004