SFC Licences of FANG Sean 方頌和
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 | RE | 9 | 05 November 2015 | 19 April 2017 |
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 | RE | 4 | 05 November 2015 | 19 April 2017 |
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 | RE | 1 | 05 November 2015 | 19 April 2017 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 05 November 2010 | 16 July 2012 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 05 November 2010 | 16 July 2012 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 05 November 2010 | 31 January 2012 |
Affinity Equity Partners (HK) Limited 駿麒投資(香港)有限公司 | RE | 4 | 21 December 2007 | 19 July 2010 |
UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 25 June 2003 |
UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 25 June 2003 |
UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 25 June 2003 |