SFC Licences of FANG Sean 方頌和

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RE 9 05 November 2015 19 April 2017
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RE 4 05 November 2015 19 April 2017
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RE 1 05 November 2015 19 April 2017
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 05 November 2010 16 July 2012
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 05 November 2010 16 July 2012
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 05 November 2010 31 January 2012
Affinity Equity Partners (HK) Limited 駿麒投資(香港)有限公司 RE 4 21 December 2007 19 July 2010
UBS Securities Asia Limited RE 9 01 April 2003 25 June 2003
UBS Securities Asia Limited RE 6 01 April 2003 25 June 2003
UBS Securities Asia Limited RE 4 01 April 2003 25 June 2003