SFC Licences of DICKINSON Alexander Edward
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 23 August 2021 | 25 April 2022 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 04 June 2013 | 25 March 2015 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 05 February 2007 | 25 March 2015 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 05 February 2007 | 31 August 2013 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 05 February 2007 | 31 August 2013 |
HSBC Securities (Asia) Limited | RE | 1 | 01 April 2003 | 14 November 2005 |
HSBC Securities (Asia) Limited | RE | 4 | 01 April 2003 | 16 December 2003 |
HSBC Securities (Asia) Limited | RE | 6 | 01 April 2003 | 16 December 2003 |
HSBC Securities (Asia) Limited | RE | 9 | 01 April 2003 | 16 December 2003 |