SFC Licences of NG Siu Hon, Timmy 吳小翰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ABCI Securities Company Limited 農銀國際證券有限公司 RO 4 23 July 2018
ABCI Securities Company Limited 農銀國際證券有限公司 RO 1 16 March 2015
ABCI Securities Company Limited 農銀國際證券有限公司 RE 1 10 February 2015 16 March 2015
Delta Asia Securities Limited 滙業證券有限公司 RE 1 01 April 2014 12 December 2014
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 RE 2 01 April 2014 12 December 2014
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 13 February 2014 01 March 2014
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 13 February 2014 01 March 2014
Fulbright Securities Limited 富昌證券有限公司 RO 4 03 May 2011 30 June 2013
Fulbright Futures Limited 富昌期貨有限公司 RE 2 26 January 2006 30 June 2013
Fulbright Securities Limited 富昌證券有限公司 RO 1 27 May 2004 30 June 2013
Fulbright Securities Limited 富昌證券有限公司 RE 1 01 April 2004 27 May 2004
Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 RO 1 30 May 2003 31 March 2004
Ling Securities Limited 榮業證券有限公司 RO 1 01 April 2003 30 May 2003