SFC Licences of SHIU Shu Ming 蕭恕明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Orient Securities Limited 東方匯財證券有限公司	RO	9	15 April 2024
Orient Securities Limited 東方匯財證券有限公司	RO	4	15 April 2024
Orient Securities Limited 東方匯財證券有限公司	RO	1	15 April 2024
Euto Capital Partners Limited 裕韜資本有限公司	RO	6	28 April 2015	23 April 2022
Upbest Assets Management Limited 美建管理有限公司	RO	6	13 May 2014	01 April 2015
Upbest Securities Company Limited 美建證券有限公司	RO	6	13 May 2014	01 April 2015
Upbest Assets Management Limited 美建管理有限公司	RE	9	13 May 2014	01 April 2015
Upbest Securities Company Limited 美建證券有限公司	RE	9	13 May 2014	01 April 2015
Zijing Capital Limited 紫荊融資有限公司	RO	6	01 November 2010	01 September 2013
Zijing Capital Limited 紫荊融資有限公司	RE	6	09 September 2010	01 November 2010
South China Research Limited 南華資料研究有限公司	RE	4	05 March 2009	23 November 2009
South China Securities Limited 南華證券投資有限公司	RE	1	13 January 2009	17 August 2010
South China Capital Limited 南華融資有限公司	RO	6	02 January 2009	17 August 2010
South China Capital Limited 南華融資有限公司	RE	6	15 July 2008	02 January 2009