SFC Licences of HAN Chia-Lei 韓嘉蕾
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 2 | 19 December 2016 | 17 October 2019 |
| UBS Securities Hong Kong Limited | RE | 1 | 19 December 2016 | 17 October 2019 |
| UBS Securities Asia Limited | RE | 2 | 19 March 2010 | 17 October 2019 |
| UBS Securities Asia Limited | RE | 1 | 19 March 2010 | 17 October 2019 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 19 March 2010 | 18 December 2016 |
| UBS Securities Hong Kong Limited | RE | 1 | 19 March 2010 | 18 December 2016 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 14 August 2008 | 14 September 2009 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 03 July 2008 | 14 September 2009 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 08 May 2006 | 23 June 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 April 2003 | 10 March 2006 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 April 2003 | 10 March 2006 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 01 April 2003 | 11 February 2004 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 01 April 2003 | 11 February 2004 |