SFC Licences of YAU Deirdre 邱迪怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Akron Corporate Finance Limited 亞貝隆資本有限公司 | RO | 6 | 28 May 2021 | |
| Akron Corporate Finance Limited 亞貝隆資本有限公司 | RE | 6 | 24 March 2021 | 28 May 2021 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 06 April 2004 | 31 January 2021 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 | RO | 6 | 01 April 2003 | 31 January 2021 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RO | 6 | 01 April 2003 | 30 March 2004 |