SFC Licences of LAM Hok Hoi 林學海
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
JPMorgan Asset Management (Asia Pacific) Limited | RE | 9 | 05 March 2021 | |
JPMorgan Asset Management (Asia Pacific) Limited | RE | 4 | 16 February 2021 | |
CCB International Securities Limited 建銀國際證券有限公司 | RO | 4 | 29 January 2015 | 31 December 2020 |
CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 11 August 2014 | 29 January 2015 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 12 July 2010 | 05 July 2014 |
Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 | RE | 4 | 12 July 2010 | 30 January 2012 |
CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 15 October 2008 | 31 May 2010 |
AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 | RE | 4 | 03 May 2007 | 25 September 2008 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 20 July 2004 | 05 April 2007 |