SFC Licences of CLEMENSON Stephen William John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| VC Brokerage Limited 滙盈證券有限公司 | RE | 1 | 06 September 2010 | 23 May 2013 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 27 July 2009 | 29 July 2010 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 27 July 2009 | 29 July 2010 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 1 | 02 July 2008 | 10 September 2008 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 15 February 2007 | 17 April 2008 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 | RE | 1 | 19 July 2005 | 13 October 2006 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 01 April 2003 | 31 May 2005 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 9 | 01 April 2003 | 20 January 2004 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 4 | 01 April 2003 | 20 January 2004 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 6 | 01 April 2003 | 20 January 2004 |