SFC Licences of CHAN Derek Kai-Lek 陳紀律
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Pearl Street Advisors Limited | RE | 9 | 18 July 2014 | 29 July 2014 |
| RCM Asia Pacific Limited | RE | 5 | 15 April 2008 | 03 July 2010 |
| RCM Asia Pacific Limited | RE | 9 | 07 February 2007 | 03 July 2010 |
| RCM Asia Pacific Limited | RE | 4 | 07 February 2007 | 03 July 2010 |
| Allianz Global Investors Hong Kong Limited | RE | 9 | 17 August 2004 | 08 February 2010 |
| Allianz Global Investors Hong Kong Limited | RE | 4 | 17 August 2004 | 08 February 2010 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 4 | 14 May 2004 | 26 July 2004 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 14 May 2004 | 26 July 2004 |