SFC Licences of DO Khiem Trong
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RO | 2 | 30 December 2016 | 31 December 2020 |
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RO | 1 | 08 October 2004 | 31 December 2020 |
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RO | 5 | 01 April 2003 | 31 December 2020 |
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RO | 9 | 01 April 2003 | 31 December 2020 |
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RO | 4 | 01 April 2003 | 31 December 2020 |
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RO | 6 | 01 April 2003 | 20 August 2003 |
Biz Corp Limited | RO | 9 | 01 April 2003 | 20 August 2003 |
Biz Corp Limited | RO | 6 | 01 April 2003 | 20 August 2003 |
Biz Corp Limited | RO | 4 | 01 April 2003 | 20 August 2003 |