SFC Licences of CLARKE Andrew Kenneth

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Planetree Securities Limited 梧桐證券有限公司 RO 7 08 June 2022
Planetree Discount Lending Limited RO 8 11 May 2021
Planetree Asset Management Limited 梧桐資產管理有限公司 RO 9 19 May 2020
Planetree Securities Limited 梧桐證券有限公司 RO 1 05 June 2019
BGC Securities (Hong Kong) LLC RE 1 19 November 2018 25 February 2019
Mirabaud (Asia) Limited RO 4 20 August 2013 31 March 2018
Mirabaud (Asia) Limited RO 1 20 August 2013 31 March 2018
Mirabaud (Asia) Limited RE 1 20 August 2012 20 August 2013
Mirabaud (Asia) Limited RE 4 20 August 2012 20 August 2013
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 30 June 2010 05 June 2012
Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 RE 1 03 May 2010 21 June 2010
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 7 25 July 2005 24 May 2008
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 1 25 July 2005 24 May 2008
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 1 01 April 2003 13 July 2005
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 4 01 April 2003 09 July 2003
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 6 01 April 2003 09 July 2003
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 9 01 April 2003 09 July 2003