SFC Licences of LU Hue Thi
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 | RE | 4 | 01 January 2019 | 16 August 2019 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 | RE | 1 | 01 January 2019 | 16 August 2019 |
| BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 | RE | 4 | 08 July 2014 | 31 December 2018 |
| BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 | RE | 1 | 08 July 2014 | 31 December 2018 |
| Japaninvest (Hong Kong) Limited | RE | 4 | 26 March 2014 | 28 May 2014 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 03 August 2007 | 13 June 2012 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 03 August 2007 | 13 June 2012 |