SFC Licences of TAM Hau Sheung 譚巧嫦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Celestial Securities Limited 時富證券有限公司 RE 3 24 March 2004 30 October 2011
Celestial Commodities Limited 時富商品有限公司 RE 2 28 October 2003 29 March 2012
Celestial Securities Limited 時富證券有限公司 RE 1 28 October 2003 29 March 2012
Celestial Commodities Limited 時富商品有限公司 RE 7 28 October 2003 02 March 2004
Celestial Securities Limited 時富證券有限公司 RE 7 28 October 2003 19 February 2004
Wings Securities (HK) Limited 金鵬證券有限公司 RE 6 01 April 2003 28 April 2003
Wings Securities (HK) Limited 金鵬證券有限公司 RE 9 01 April 2003 28 April 2003
REXCAPITAL Futures Limited 御泰期貨有限公司 RE 2 01 April 2003 28 April 2003
REXCAPITAL Futures Limited 御泰期貨有限公司 RE 5 01 April 2003 28 April 2003
REXCAPITAL Futures Limited 御泰期貨有限公司 RE 9 01 April 2003 28 April 2003
Wings Securities (HK) Limited 金鵬證券有限公司 RE 4 01 April 2003 28 April 2003
Wings Securities (HK) Limited 金鵬證券有限公司 RE 1 01 April 2003 28 April 2003