SFC Licences of XU Xiaonian 許小年

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 22 March 2005 14 October 2006
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 22 March 2005 14 October 2006
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 07 December 2004 02 February 2005
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 07 December 2004 02 February 2005
China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 RE 6 01 April 2003 14 October 2004
China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 RE 4 01 April 2003 14 October 2004
China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 RE 9 01 April 2003 14 October 2004
China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 RE 1 01 April 2003 14 October 2004
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 01 April 2003 14 October 2004
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 01 April 2003 14 October 2004
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 6 01 April 2003 14 October 2004
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 9 01 April 2003 14 October 2004