SFC Licences of TUCKWELL Zachary Scott

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RO 1 28 May 2021
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 1 08 July 2020 28 May 2021
Morgan Stanley Hong Kong Securities Limited RE 7 21 November 2018 31 December 2019
Morgan Stanley Hong Kong Securities Limited RE 2 21 November 2018 31 December 2019
Morgan Stanley Hong Kong Securities Limited RE 1 21 November 2018 31 December 2019
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 5 21 November 2018 31 December 2019
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 21 November 2018 31 December 2019
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 21 November 2018 31 December 2019
Morgan Stanley Hong Kong Securities Limited RO 7 12 December 2013 21 November 2018
Morgan Stanley Hong Kong Securities Limited RO 2 12 December 2013 21 November 2018
Morgan Stanley Hong Kong Securities Limited RO 1 12 December 2013 21 November 2018
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RO 5 12 December 2013 21 November 2018
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RO 4 12 December 2013 21 November 2018
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RO 1 12 December 2013 21 November 2018
Morgan Stanley Hong Kong Securities Limited RE 7 24 July 2013 12 December 2013
Morgan Stanley Hong Kong Securities Limited RE 2 06 December 2010 12 December 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 5 08 January 2010 12 December 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 08 January 2010 12 December 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 08 January 2010 24 July 2013
Morgan Stanley Hong Kong Futures Limited RE 7 08 January 2010 06 December 2010
Morgan Stanley Hong Kong Futures Limited RE 2 08 January 2010 06 December 2010
Morgan Stanley Hong Kong Securities Limited RE 1 22 December 2009 12 December 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 22 December 2009 12 December 2013
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 08 September 2008 22 September 2009