SFC Licences of QIU Zhi Zhong
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 15 July 2009 | 01 June 2013 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 15 July 2009 | 01 June 2013 |
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 05 March 2007 | 06 April 2009 |
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 05 March 2007 | 06 April 2009 |