SFC Licences of YEUNG Kwok Ki, Keith 楊國基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Aletheia Technologies Limited | RE | 4 | 11 January 2019 | 04 February 2019 |
Aletheia Technologies Limited | RO | 4 | 15 March 2018 | 11 January 2019 |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RO | 4 | 04 February 2014 | 21 November 2014 |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 4 | 28 August 2013 | 04 February 2014 |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 28 August 2013 | 30 December 2013 |
Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 | RE | 4 | 04 June 2009 | 31 July 2012 |
Merrill Lynch (Asia Pacific) Limited | RO | 1 | 30 January 2007 | 08 January 2009 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 14 August 2006 | 30 January 2007 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 01 April 2003 | 26 July 2006 |