SFC Licences of YEUNG Kwok Ki, Keith 楊國基

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Aletheia Capital (Hong Kong) Limited
RE 4 11 January 2019 04 February 2019
Aletheia Capital (Hong Kong) Limited
RO 4 15 March 2018 11 January 2019
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
RO 4 04 February 2014 21 November 2014
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
RE 4 28 August 2013 04 February 2014
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
RE 1 28 August 2013 30 December 2013
Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司
RE 4 04 June 2009 31 July 2012
Merrill Lynch (Asia Pacific) Limited
RO 1 30 January 2007 08 January 2009
Merrill Lynch (Asia Pacific) Limited
RE 1 14 August 2006 30 January 2007
CLSA Research Limited 里昂證券投資研究有限公司
RE 4 01 April 2003 26 July 2006