SFC Licences of YIP Kin Chung 葉建中
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 24 September 2018 | 20 August 2021 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 4 | 14 May 2014 | 31 August 2018 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 6 | 04 October 2007 | 31 December 2009 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 12 September 2007 | 15 April 2014 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 12 September 2007 | 31 December 2009 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 | RE | 6 | 01 April 2003 | 03 March 2008 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 | RE | 4 | 01 April 2003 | 03 March 2008 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 | RE | 1 | 01 April 2003 | 03 March 2008 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 | RE | 9 | 01 April 2003 | 27 April 2004 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 | RE | 7 | 01 April 2003 | 08 September 2003 |