SFC Licences of MOORE John Patrick

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RO 6 06 May 2004 16 March 2009
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RO 1 06 May 2004 16 March 2009
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 6 09 December 2003 06 May 2004
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 1 09 December 2003 06 May 2004