SFC Licences of LEE Juwan Ju Hoon
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 | RE | 9 | 10 November 2016 | 13 December 2018 |
| HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 | RO | 9 | 25 February 2013 | 30 November 2013 |
| HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 | RO | 4 | 25 February 2013 | 30 November 2013 |
| HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 | RE | 9 | 25 October 2012 | 25 February 2013 |
| HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 | RE | 4 | 25 October 2012 | 25 February 2013 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 25 September 2007 | 11 January 2010 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 25 September 2007 | 11 January 2010 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 25 September 2007 | 11 January 2010 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 25 September 2007 | 11 January 2010 |