SFC Licences of KAN Yuk Ling 簡玉玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Ho Fung Shares Investment Limited 浩豐證券投資有限公司 | RO | 1 | 11 October 2017 | 01 October 2019 |
CVP Capital Limited | RO | 4 | 13 April 2016 | 23 June 2017 |
CVP Capital Limited | RO | 1 | 13 April 2016 | 23 June 2017 |
CVP Capital Limited | RE | 6 | 13 April 2016 | 23 June 2017 |
Riche Bright Securities Limited 富明證券有限公司 | RO | 1 | 28 January 2010 | 11 April 2016 |
Riche Bright Securities Limited 富明證券有限公司 | RE | 1 | 02 July 2009 | 28 January 2010 |
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 23 June 2006 | 01 July 2009 |
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 27 April 2006 | 01 July 2009 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 27 April 2006 | 01 July 2009 |
Fortune (HK) Securities Limited 富強證券有限公司 | RE | 1 | 06 April 2005 | 07 April 2006 |
Tensant Securities Limited 天晟證券有限公司 | RE | 1 | 06 October 2004 | 30 March 2005 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 30 April 2004 | 17 September 2004 |
VC Futures Limited 滙盈期貨有限公司 | RE | 5 | 01 April 2003 | 29 April 2004 |
VC Futures Limited 滙盈期貨有限公司 | RE | 9 | 01 April 2003 | 29 April 2004 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 9 | 01 April 2003 | 29 April 2004 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 6 | 01 April 2003 | 29 April 2004 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 4 | 01 April 2003 | 29 April 2004 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 1 | 01 April 2003 | 29 April 2004 |
VC Futures Limited 滙盈期貨有限公司 | RE | 2 | 01 April 2003 | 29 April 2004 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 7 | 01 April 2003 | 26 August 2003 |