SFC Licences of YIP Siu Kee 葉小琪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 RO 9 13 December 2023
Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 RO 4 13 December 2023
Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 RO 1 13 December 2023
Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 RE 9 24 May 2023 13 December 2023
Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 RE 4 24 May 2023 13 December 2023
Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 RE 1 24 May 2023 13 December 2023
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 RE 9 14 February 2020 15 January 2021
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 RE 4 14 February 2020 15 January 2021
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 RE 1 14 February 2020 15 January 2021
Ninety One Hong Kong Limited 晉達資產管理香港有限公司 RO 4 09 April 2014 10 August 2018
Ninety One Hong Kong Limited 晉達資產管理香港有限公司 RO 1 09 April 2014 10 August 2018
Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 RO 4 15 January 2014 30 June 2014
Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 RO 1 15 January 2014 30 June 2014
Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 RE 4 29 October 2013 15 January 2014
Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 RE 1 29 October 2013 15 January 2014
Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務) RO 4 27 February 2012 02 May 2013
Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務) RO 1 15 April 2011 02 May 2013
Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務) RE 1 23 August 2010 15 April 2011
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 1 28 January 2010 14 July 2010
SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 RO 1 14 August 2007 16 January 2010
SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 RO 4 22 February 2006 16 January 2010
SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 RE 9 20 January 2006 16 January 2010
SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 RE 4 12 January 2006 22 February 2006
PGIM (Hong Kong) Limited (trading as PGIM Fixed Income, PGIM Real Estate and PGIM Investments) 保德信(香港)有限公司 (以保德信固定收益、保德信房地產及保德信投資名義經營業務) RO 4 11 March 2005 01 January 2006
PGIM (Hong Kong) Limited (trading as PGIM Fixed Income, PGIM Real Estate and PGIM Investments) 保德信(香港)有限公司 (以保德信固定收益、保德信房地產及保德信投資名義經營業務) RO 1 11 March 2005 01 January 2006
PGIM (Hong Kong) Limited (trading as PGIM Fixed Income, PGIM Real Estate and PGIM Investments) 保德信(香港)有限公司 (以保德信固定收益、保德信房地產及保德信投資名義經營業務) RE 1 01 April 2003 11 March 2005
PGIM (Hong Kong) Limited (trading as PGIM Fixed Income, PGIM Real Estate and PGIM Investments) 保德信(香港)有限公司 (以保德信固定收益、保德信房地產及保德信投資名義經營業務) RE 4 01 April 2003 11 March 2005
PGIM (Hong Kong) Limited (trading as PGIM Fixed Income, PGIM Real Estate and PGIM Investments) 保德信(香港)有限公司 (以保德信固定收益、保德信房地產及保德信投資名義經營業務) RE 6 01 April 2003 28 February 2005
PGIM (Hong Kong) Limited (trading as PGIM Fixed Income, PGIM Real Estate and PGIM Investments) 保德信(香港)有限公司 (以保德信固定收益、保德信房地產及保德信投資名義經營業務) RE 9 01 April 2003 28 February 2005