SFC Licences of CHOR Ko Fung, Voiron 左高峰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 07 April 2016 | 19 December 2018 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 07 April 2016 | 19 December 2018 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 23 May 2011 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 25 September 2008 | 23 May 2011 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 25 September 2008 | 06 December 2010 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 23 February 2004 | 15 December 2004 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 09 July 2003 | 25 November 2003 |