SFC Licences of CHAN Ho Ming, Allen 陳浩明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 11 March 2009 | |
| Emperor Securities Limited 英皇證券有限公司 | RE | 9 | 01 April 2003 | 19 July 2004 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 7 | 01 April 2003 | 19 July 2004 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 6 | 01 April 2003 | 19 July 2004 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 4 | 01 April 2003 | 19 July 2004 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 01 April 2003 |