SFC Licences of CHAN Wing Chiu 陳榮照

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Redford Asset Management Limited 泓福資產管理有限公司 RO 9 30 July 2018
Redford Asset Management Limited 泓福資產管理有限公司 RE 9 09 July 2018 30 July 2018
Kin Bridge Capital Limited 健橋資本有限公司 RO 9 04 March 2016 31 May 2018
M&F Asset Management Limited 渼豐資產管理有限公司 RO 9 22 December 2014 12 May 2015
Metro Capital Futures Limited 美高期貨有限公司 RO 2 30 October 2014 29 February 2016
M&F Asset Management Limited 渼豐資產管理有限公司 RO 1 30 October 2014 13 February 2015
Metro Capital Futures Limited 美高期貨有限公司 RE 2 16 September 2014 30 October 2014
M&F Asset Management Limited 渼豐資產管理有限公司 RE 1 16 September 2014 30 October 2014
Metro Capital Securities Limited 美高證券有限公司 RE 1 09 September 2013 27 September 2013
BOCI Asia Limited 中銀國際亞洲有限公司 RO 1 19 July 2006 21 March 2013
BOCI Securities Limited 中銀國際證券有限公司 RO 2 19 July 2006 21 March 2013
BOCI Securities Limited 中銀國際證券有限公司 RO 1 19 July 2006 21 March 2013
BOCI Securities Limited 中銀國際證券有限公司 RE 2 13 October 2005 19 July 2006
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 RE 2 30 March 2004 27 January 2011
BOCI Securities Limited 中銀國際證券有限公司 RE 1 30 March 2004 19 July 2006
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 1 01 April 2003 03 March 2004
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 6 01 April 2003 03 March 2004
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 4 01 April 2003 03 March 2004
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 01 April 2003 03 March 2004
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 9 01 April 2003 03 March 2004
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 7 01 April 2003 22 August 2003
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 7 01 April 2003 22 August 2003