SFC Licences of AU Ze Man, Raymond 區梓文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SMART Asset Management Limited | RE | 9 | 13 April 2012 | 30 July 2012 |
| SMART Asset Management Limited | RE | 4 | 13 April 2012 | 30 July 2012 |
| GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 | RE | 2 | 08 September 2011 | 23 March 2012 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 08 September 2011 | 23 March 2012 |
| Oscar Benson Limited 奧卡信有限公司 | RE | 4 | 26 May 2011 | 01 September 2011 |