SFC Licences of CHAN Kwok Ho, Kenneth 陳國豪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 4 04 August 2011 30 June 2023
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 01 April 2003 23 July 2011
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 5 01 April 2003 23 July 2011
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 9 01 April 2003 24 November 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 01 April 2003 24 November 2004