SFC Licences of HUNG Suk Yan, Suan 洪淑恩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sino Capital Securities Limited 國順證券有限公司 RE 1 16 February 2009 01 May 2009
Kingston Securities Limited 金利豐證券有限公司 RE 1 01 April 2003 06 November 2008
Kingston Securities Limited 金利豐證券有限公司 RE 9 01 April 2003 13 September 2004
Kingston Securities Limited 金利豐證券有限公司 RE 6 01 April 2003 13 September 2004
Kingston Securities Limited 金利豐證券有限公司 RE 4 01 April 2003 13 September 2004
Kingston Securities Limited 金利豐證券有限公司 RE 7 01 April 2003 04 July 2003