SFC Licences of KIM Jane Lee

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
J.P. Morgan Broking (Hong Kong) Limited RE 5 11 June 2014 30 January 2016
J.P. Morgan Broking (Hong Kong) Limited RE 2 11 June 2014 30 January 2016
J.P. Morgan Broking (Hong Kong) Limited RE 4 01 April 2003 11 June 2014
J.P. Morgan Broking (Hong Kong) Limited RE 1 01 April 2003 11 June 2014
J.P. Morgan Broking (Hong Kong) Limited RE 7 01 April 2003 02 December 2003
J.P. Morgan Broking (Hong Kong) Limited RE 6 01 April 2003 02 December 2003
J.P. Morgan Broking (Hong Kong) Limited RE 9 01 April 2003 02 December 2003