SFC Licences of CHAN Mo Yu, Kerry 陳慕瑜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 31 March 2014 | 10 November 2014 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 31 March 2014 | 10 November 2014 |
| HSBC Securities (Asia) Limited | RE | 1 | 26 July 2005 | 14 November 2005 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 05 February 2004 | 22 November 2004 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 01 April 2003 | 22 November 2004 |