SFC Licences of CHEUNG Pui Yee, Denise 張佩儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Tonghai Securities Limited 中國通海證券有限公司 |
RO | 1, 4, 9 | 23 October 2020 | |
| China Tonghai Asset Management Limited 中國通海資產管理有限公司 |
RO | 1, 4, 9 | 23 October 2020 | 16 January 2021 |
| China Tonghai Asset Management Limited 中國通海資產管理有限公司 China Tonghai Securities Limited 中國通海證券有限公司 |
RE | 1, 4, 9 | 04 August 2020 | 23 October 2020 |
| Money Concepts (Hong Kong) Limited 美國萬利理財(香港)有限公司 |
RO | 1, 4, 9 | 18 February 2016 | 30 June 2020 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
RO | 1, 4, 9 | 14 April 2011 | 30 June 2020 |
| Money Concepts (Asia) Limited 美國萬利理財有限公司 |
RO | 9 | 12 June 2007 | 31 March 2012 |
| Money Concepts (Asia) Limited 美國萬利理財有限公司 |
RO | 4 | 01 April 2003 | 31 March 2012 |
| Money Concepts (Asia) Limited 美國萬利理財有限公司 |
RO | 6, 9 | 01 April 2003 | 07 December 2005 |