SFC Licences of NG Oi Kit, Kelly 吳愛潔
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 01 March 2021 | 29 July 2022 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 10 July 2014 | 29 July 2022 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 10 July 2014 | 29 July 2022 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 3 | 10 July 2014 | 26 November 2014 |
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 08 June 2004 | 13 June 2014 |
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 08 June 2004 | 13 June 2014 |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 27 April 2004 | 13 June 2014 |