SFC Licences of KWAN David King Tong 關經唐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Peak Capital Limited | RE | 9 | 18 May 2020 | 06 August 2021 |
| Peak Capital Limited | RE | 1 | 18 May 2020 | 06 August 2021 |
| Peak Capital Limited | RE | 4 | 28 January 2019 | 06 August 2021 |
| General Enterprise Management Services (HK) Limited 湛思投資管理(香港)有限公司 | RO | 4 | 23 July 2018 | 21 November 2018 |
| General Enterprise Management Services (HK) Limited 湛思投資管理(香港)有限公司 | RE | 4 | 19 October 2017 | 23 July 2018 |
| Julius Baer (Hong Kong) Limited | RE | 4 | 09 September 2010 | 13 June 2011 |
| Julius Baer (Hong Kong) Limited | RE | 1 | 09 September 2010 | 13 June 2011 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 24 October 2007 | 16 January 2009 |