SFC Licences of CHENG Kwok Kin, Paul 鄭國乾
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RO | 6 | 31 December 2010 | 01 January 2013 |
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RO | 4 | 31 December 2010 | 01 January 2013 |
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RO | 1 | 31 December 2010 | 01 January 2013 |
MUSHK Limited | RO | 6 | 26 March 2007 | 28 February 2011 |
MUSHK Limited | RO | 4 | 26 March 2007 | 28 February 2011 |
MUSHK Limited | RO | 1 | 26 March 2007 | 28 February 2011 |
MUSHK Limited | RE | 6 | 27 October 2006 | 26 March 2007 |
MUSHK Limited | RE | 4 | 27 October 2006 | 26 March 2007 |
MUSHK Limited | RE | 1 | 27 October 2006 | 26 March 2007 |
First Worldsec Securities Limited 第一金和昇證券有限公司 | RO | 1 | 26 April 2005 | 31 March 2006 |
First Worldsec Securities Limited 第一金和昇證券有限公司 | RO | 9 | 08 January 2004 | 31 March 2006 |
First Worldsec Securities Limited 第一金和昇證券有限公司 | RO | 6 | 08 January 2004 | 31 March 2006 |
First Worldsec Securities Limited 第一金和昇證券有限公司 | RO | 4 | 08 January 2004 | 31 March 2006 |
Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 | RO | 9 | 01 April 2003 | 08 January 2004 |
Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 | RO | 6 | 01 April 2003 | 08 January 2004 |
Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 | RO | 4 | 01 April 2003 | 08 January 2004 |
Worldsec International Limited 和昇國際有限公司 | RO | 9 | 01 April 2003 | 30 July 2003 |
Worldsec International Limited 和昇國際有限公司 | RO | 6 | 01 April 2003 | 30 July 2003 |
Worldsec International Limited 和昇國際有限公司 | RO | 4 | 01 April 2003 | 30 July 2003 |