SFC Licences of LEUNG Kai Tong 梁啟棠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
J.P. Morgan Broking (Hong Kong) Limited RO 4 12 December 2019 29 September 2023
J.P. Morgan Broking (Hong Kong) Limited RE 4 27 June 2019 12 December 2019
J.P. Morgan Securities (Asia Pacific) Limited 4 13 March 2015
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 13 October 2006 10 August 2013
Merrill Lynch (Asia Pacific) Limited RE 1 26 October 2004 22 July 2006
Merrill Lynch (Asia Pacific) Limited RE 4 14 October 2004 23 April 2005
Macquarie Capital Limited 麥格理資本股份有限公司 RE 4 01 April 2003 14 October 2004
Macquarie Capital Limited 麥格理資本股份有限公司 RE 9 01 April 2003 19 January 2004
Macquarie Capital Limited 麥格理資本股份有限公司 RE 6 01 April 2003 19 January 2004
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 01 April 2003 19 January 2004