SFC Licences of LEUNG Kai Tong 梁啟棠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Broking (Hong Kong) Limited | RO | 4 | 12 December 2019 | 29 September 2023 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 27 June 2019 | 12 December 2019 |
J.P. Morgan Securities (Asia Pacific) Limited | 4 | 13 March 2015 | ||
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 13 October 2006 | 10 August 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 26 October 2004 | 22 July 2006 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 14 October 2004 | 23 April 2005 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 01 April 2003 | 14 October 2004 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 9 | 01 April 2003 | 19 January 2004 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 01 April 2003 | 19 January 2004 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 01 April 2003 | 19 January 2004 |