SFC Licences of YIP Ting Keung, David 葉定強

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch (Asia Pacific) Limited RE 1 23 April 2005 01 March 2008
Merrill Lynch (Asia Pacific) Limited RE 4 29 October 2003 23 April 2005
HSBC Securities (Asia) Limited RE 1 01 April 2003 05 June 2003
HSBC Securities (Asia) Limited RE 4 01 April 2003 05 June 2003
HSBC Securities (Asia) Limited RE 6 01 April 2003 05 June 2003
HSBC Securities (Asia) Limited RE 9 01 April 2003 05 June 2003