SFC Licences of YIP Ting Keung, David 葉定強
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 23 April 2005 | 01 March 2008 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 29 October 2003 | 23 April 2005 |
HSBC Securities (Asia) Limited | RE | 1 | 01 April 2003 | 05 June 2003 |
HSBC Securities (Asia) Limited | RE | 4 | 01 April 2003 | 05 June 2003 |
HSBC Securities (Asia) Limited | RE | 6 | 01 April 2003 | 05 June 2003 |
HSBC Securities (Asia) Limited | RE | 9 | 01 April 2003 | 05 June 2003 |