SFC Licences of LI Wai Kong 李偉江

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
RBC Investment Services (Asia) Limited 加皇投資理財有限公司	RE	5	28 June 2017	31 May 2019
RBC Investment Services (Asia) Limited 加皇投資理財有限公司	RE	4	28 June 2017	31 May 2019
RBC Investment Services (Asia) Limited 加皇投資理財有限公司	RE	2	28 June 2017	31 May 2019
RBC Investment Services (Asia) Limited 加皇投資理財有限公司	RE	1	28 June 2017	31 May 2019
Maunakai Capital Partners (Hong Kong) Limited 鼎勝資產管理有限公司	RO	9	21 December 2010	31 July 2012
Maunakai Capital Partners (Hong Kong) Limited 鼎勝資產管理有限公司	RO	4	21 December 2010	31 July 2012
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	1	16 October 2003	24 June 2009
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	2	01 April 2003	24 June 2009
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	01 April 2003	24 June 2009
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	7	01 April 2003	16 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	4	01 April 2003	16 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	9	01 April 2003	16 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	6	01 April 2003	16 October 2003
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	5	01 April 2003	13 October 2003
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	9	01 April 2003	13 October 2003