SFC Licences of KING Christopher Holmes
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| De Riva Asia Limited | RE | 2 | 12 November 2010 | 21 July 2011 |
| De Riva Asia Limited | RE | 1 | 12 November 2010 | 21 July 2011 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 10 July 2007 | 06 November 2010 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 10 July 2007 | 06 November 2010 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RE | 1 | 10 July 2007 | 06 November 2010 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RE | 1 | 01 April 2003 | 08 February 2007 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 01 April 2003 | 08 February 2007 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 01 April 2003 | 08 February 2007 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 9 | 01 April 2003 | 03 June 2004 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 5 | 01 April 2003 | 03 June 2004 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 9 | 01 April 2003 | 03 June 2004 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 6 | 01 April 2003 | 03 June 2004 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 01 April 2003 | 03 June 2004 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RE | 9 | 01 April 2003 | 03 June 2004 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RE | 6 | 01 April 2003 | 03 June 2004 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RE | 4 | 01 April 2003 | 03 June 2004 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RE | 7 | 01 April 2003 | 21 July 2003 |