SFC Licences of YEUNG Kai Yin 楊啟賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 17 October 2017 | |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 17 October 2017 | |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 17 October 2017 | |
Caitong International Securities Co., Limited 財通國際證券有限公司 | RE | 1 | 06 January 2017 | 18 September 2017 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 01 April 2003 | 29 June 2016 |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 01 April 2003 | 29 June 2016 |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 4 | 01 April 2003 | 12 October 2004 |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 6 | 01 April 2003 | 12 October 2004 |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 9 | 01 April 2003 | 12 October 2004 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 01 April 2003 | 12 October 2004 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 01 April 2003 | 12 October 2004 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 01 April 2003 | 12 October 2004 |