SFC Licences of NG Hong Wing 吳匡榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KCG Securities Asia Limited 寶通證券亞洲有限公司 | RO | 2 | 08 July 2016 | 01 December 2016 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 | RO | 4 | 28 May 2015 | 01 January 2017 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 | RO | 1 | 02 April 2015 | 01 January 2017 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 | RE | 1 | 02 March 2015 | 02 April 2015 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RO | 2 | 14 May 2013 | 24 December 2014 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RO | 1 | 14 May 2013 | 24 December 2014 |
| South China Forex Limited 南華外匯有限公司 | RE | 3 | 03 August 2010 | 26 September 2012 |
| South China Commodities Limited 南華期貨有限公司 | RE | 2 | 21 February 2008 | 26 September 2012 |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 21 February 2008 | 26 September 2012 |
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 03 December 2007 | 28 January 2008 |
| Chief Commodities Limited 致富期貨商品有限公司 | RE | 2 | 03 December 2007 | 28 January 2008 |