SFC Licences of TSE Yu Kwai 謝如桂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 01 April 2003 | 03 September 2004 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 9 | 01 April 2003 | 20 January 2004 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 4 | 01 April 2003 | 20 January 2004 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 6 | 01 April 2003 | 20 January 2004 |