SFC Licences of TSE Yu Kwai 謝如桂

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 01 April 2003 03 September 2004
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 9 01 April 2003 20 January 2004
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 4 01 April 2003 20 January 2004
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 6 01 April 2003 20 January 2004