SFC Licences of LAM Hu Yang 林曉陽
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Middle Island Capital (Hong Kong) Limited | RO | 9 | 30 April 2008 | 30 November 2008 |
| UBS Securities Asia Limited | RE | 2 | 11 June 2003 | 16 September 2006 |
| UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 16 September 2006 |
| UBS Securities Hong Kong Limited | RE | 1 | 01 April 2003 | 16 September 2006 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 12 May 2003 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 12 May 2003 |
| UBS Securities Hong Kong Limited | RE | 4 | 01 April 2003 | 12 May 2003 |
| UBS Securities Hong Kong Limited | RE | 6 | 01 April 2003 | 12 May 2003 |
| UBS Securities Hong Kong Limited | RE | 9 | 01 April 2003 | 12 May 2003 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 12 May 2003 |