SFC licenceholder ADU680 YICK Wing Yuen, Kenneth 易永源

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 13 November 2020

Institution Role Licences Start date End date
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 19 February 2020
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 19 February 2020
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE [2] (Dealing in Futures Contracts) 21 June 2013 16 January 2020
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE [4] (Advising on Securities) 24 October 2011 16 January 2020
Citigroup Global Markets Hong Kong Futures and Securities Limited RE [1] (Dealing in Securities) 24 March 2005 31 August 2013
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE [1] (Dealing in Securities) 01 March 2005 16 January 2020
Citigroup Global Markets Hong Kong Futures and Securities Limited RE [2] (Dealing in Futures Contracts) 01 March 2005 31 August 2013
FT Securities Limited 富通證券有限公司 RE [1] (Dealing in Securities) 01 April 2003 24 February 2005
Jefferies Bache (Hong Kong) Limited RE [2] (Dealing in Futures Contracts) 01 April 2003 24 February 2005
FT Securities Limited 富通證券有限公司 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance), [9] (Asset Management) 01 April 2003 17 May 2004
Jefferies Bache (Hong Kong) Limited RE [5] (Advising on Futures Contracts), [9] (Asset Management) 01 April 2003 17 May 2004