SFC Licences of YICK Wing Yuen, Kenneth 易永源

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE 2 19 February 2020
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 4 19 February 2020
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 19 February 2020
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 2 21 June 2013 16 January 2020
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 24 October 2011 16 January 2020
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 24 March 2005 31 August 2013
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 01 March 2005 16 January 2020
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 01 March 2005 31 August 2013
FT Securities Limited 富通證券有限公司 RE 1 01 April 2003 24 February 2005
Jefferies Bache (Hong Kong) Limited RE 2 01 April 2003 24 February 2005
FT Securities Limited 富通證券有限公司 RE 4 01 April 2003 17 May 2004
FT Securities Limited 富通證券有限公司 RE 6 01 April 2003 17 May 2004
FT Securities Limited 富通證券有限公司 RE 9 01 April 2003 17 May 2004
Jefferies Bache (Hong Kong) Limited RE 5 01 April 2003 17 May 2004
Jefferies Bache (Hong Kong) Limited RE 9 01 April 2003 17 May 2004