SFC Licences of LEE Cham Chung, Ken 李湛聰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RO	1	18 September 2006	20 January 2009
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司	RO	5	18 September 2006	20 January 2009
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司	RO	2	18 September 2006	20 January 2009
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司	RE	5	22 August 2006	18 September 2006
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	01 April 2006	18 September 2006
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司	RE	2	01 April 2006	18 September 2006
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RO	1	29 April 2005	01 April 2006
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司	RO	2	29 April 2005	01 April 2006
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	01 April 2003	29 April 2005
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司	RE	2	01 April 2003	29 April 2005
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	4	01 April 2003	12 October 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	9	01 April 2003	12 October 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	6	01 April 2003	12 October 2004
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司	RE	5	01 April 2003	12 October 2004
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司	RE	9	01 April 2003	12 October 2004