SFC licenceholder ADU896 MCFARLAND Christina Ma

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 03 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RO [4] (Advising on Securities) 22 March 2017
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 11 October 2016
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RO [1] (Dealing in Securities) 03 July 2012 10 October 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RO [5] (Advising on Futures Contracts) 14 July 2011
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RO [1] (Dealing in Securities) 11 February 2008
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RO [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 11 February 2008 10 October 2016
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE [2] (Dealing in Futures Contracts) 27 August 2004 11 February 2008
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 01 April 2003 11 February 2008
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance), [9] (Asset Management) 01 April 2003 27 August 2004