SFC Licences of TAM Chung Ying, Ernie 譚仲英

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Pacific Eagle Asset Management Limited 翔鷹資產管理有限公司 RO 4 25 August 2014 02 October 2020
Pacific Eagle Asset Management Limited 翔鷹資產管理有限公司 RO 9 16 December 2010 02 October 2020
Pacific Eagle Asset Management Limited 翔鷹資產管理有限公司 RO 4 16 December 2010 16 June 2011
Pacific Eagle Asset Management Limited 翔鷹資產管理有限公司 RE 9 13 May 2008 16 December 2010
Pacific Eagle Asset Management Limited 翔鷹資產管理有限公司 RE 4 13 May 2008 16 December 2010
DWS Investments Hong Kong Limited 德意志投資香港有限公司 RE 9 27 September 2005 10 March 2008
DWS Investments Hong Kong Limited 德意志投資香港有限公司 RE 4 27 September 2005 10 March 2008
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 4 01 April 2003 27 October 2003
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 5 01 April 2003 27 October 2003
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 9 01 April 2003 27 October 2003
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 6 01 April 2003 16 August 2003
Biz Corp Limited RE 4 01 April 2003 16 August 2003
Biz Corp Limited RE 6 01 April 2003 16 August 2003
Biz Corp Limited RE 9 01 April 2003 16 August 2003