SFC Licences of WOO Jack Man, Jimmy 吳積民
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GRE Investment Advisors Limited | RO | 9 | 22 July 2014 | |
GRE Investment Advisors Limited | RO | 4 | 22 July 2014 | |
DBS Asia Capital Limited 星展亞洲融資有限公司 | RO | 6 | 16 June 2009 | 14 May 2010 |
DBS Asia Capital Limited 星展亞洲融資有限公司 | RO | 4 | 16 June 2009 | 14 May 2010 |
DBS Asia Capital Limited 星展亞洲融資有限公司 | RO | 1 | 16 June 2009 | 14 May 2010 |
Nikko Asset Management Hong Kong Limited 日興資產管理香港有限公司 | RO | 9 | 16 May 2008 | 14 May 2010 |
Nikko Asset Management Hong Kong Limited 日興資產管理香港有限公司 | RO | 4 | 16 May 2008 | 14 May 2010 |